Hawkins Advisory (South Miami)

5/29/2013

SEC’s Recent South Miami Enforcement Action

Click on this link to view the article in pdf format

This edition of the Hawkins Advisory analyzes the SEC’s recent South Miami enforcement action. This is an important SEC action because it found securities law liability for materially misleading tax certifications, even though such certifications were not provided to investors.

Print VersionPrint version of this page



Law firm website design by Business Edge